Aurex Global Advisory
private limited
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Compliance & Governance
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Aurex Global Advisory
private limited
Home
About Us
Products
Services
Compliance & Governance
Contact
More
  • Home
  • About Us
  • Products
  • Services
  • Compliance & Governance
  • Contact
  • Home
  • About Us
  • Products
  • Services
  • Compliance & Governance
  • Contact

Compliance & Governance

Regulatory & Trade Compliance

Our transactions are reviewed with regard to applicable laws, customs requirements, import and export controls, sanctions, environmental regulations and relevant trade documentation requirements .

Trading Role & Responsibilities

Aurex Global Advisory may participate in transactions as a principal trader or provide commercial/transaction coordination support, depending on the agreed structure for each transaction.


Our role, responsibilities, payment terms, transfer of risk and title, documentary requirements and applicable Incoterms are defined in the relevant contracts for each transaction.

Counter-party Due Diligence

We conduct appropriate onboarding and due diligence on buyers, suppliers and service providers.


This may include review of:

  • Company registration and ownership
  • Authorised representatives
  • Banking information
  • Licences and export capabilities
  • Sanctions screening
  • Source and ownership of materials
  • Relevant KYC and compliance declarations

Responsible Sourcing & Material Controls

Suppliers are expected to provide accurate information regarding material origin, ownership, grade, specification, quantity and export capability. Controlled, hazardous or environmentally regulated materials are subject to additional review and applicable approvals.

Governance & Risk Management

Aurex Global Advisory maintains documented processes covering counter-party approval, commercial terms, contracts, payments, logistics, record-keeping and claims management.


Freight forwarding, customs declarations, inspections, laboratory testing and other specialised functions may be undertaken by appropriately qualified service providers.

Commitment to Responsible Trade

We aim to conduct business with integrity, transparency, accurate documentation and clear accountability between counter-parties. All transactions remain subject to satisfactory due diligence, product availability, agreed specifications, applicable regulations and independently negotiated commercial terms.

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